Compliance Associate Level 2
Duration: 2 months
Pay Rate: $27.00
Work Location: 100 South Charles Street, Baltimore, Maryland 21201
Top 3 Skills: Excel Proficiency, Written and Verbal Communication Skills, Time Management
Paralegal or compliance background, Analytical Skills, Project Management Skills. Temp required to assist with processing filings related to exam qualifications/registrations and to assist the Registration disclosure team in reviewing pre-hire qualification information and filing terminations with our regulators.
The Temp may assist on other projects which may include analyzing user requirements, procedures, and problems to improve business process, as well as perform evaluations and comparisons of registration data. Prior securities industry registration experience is a plus.