Ability to manage competing priorities, strong customer service skills, and relationship management
Statement of the role: This role is a CDM-CLIC role that supports all Prime Brokerage, Equity Swap, and US Clearing clients (new and organic). This role is responsible for regulatory checks from front to back as well as project work related to the regulatory environment.
This role updates client data, conducts regulatory checks for accounts and works with multiple downstream teams to ensure all regulatory requirements are satisfied. The role liaises with many teams including risk, documentation, connectivity, regulatory, margin, and interest. This role is the business units single point of contact and will be coordinating with many different teams across the firm.