Business Analyst III

Location
South Jordan, UT

Business Analyst III

Duration: 6 months

Pay Rate: $24.00

Work Location: 680 West 10000 South, South Jordan, Utah

ROLE & RESPONSIBILITIES

The Margin Representative monitors the daily activities of cash accounts to ensure compliance with the regulations of the Federal Reserve Board (Regulation-T), FINRA, and the firm’s own internal credit policies. The representative analyzes accounts with credit and risk issues associated with complex trading strategies. Specific responsibilities include:

• Analyze trading activity in client accounts and enforce FINRA regulations and the firm’s policy.
• Review account restrictions and violations for accuracy and notify branch of remediation needs.
• Verify open account debits and work with branch to resolve.
• Review bounced checks and unsecured debits for resolution and notify branches.
• Answer branch responses and reach out on unresolved open trades due for extension.
• File extensions with FINRA on open trades.
• Work on ad-hoc projects within the department.

QUALIFICATIONS

-Superior customer service skills

-Strong problem solving and analytical skills

-Ability to use appropriate analysis, judgment, and logic when solving problems & making decisions

-Excellent teamwork, communication and presentation skills

-Desire to work in a team oriented environment

-Ability to listen and communicate effectively with others both verbally and written

-Ability to work under pressure in a time sensitive environment

-Computer skills including: Word, Excel, Power Point, outlook

-Candidate should be a self-starter with the ability to work on their own initiative as well as be a solid team player