Baltimore, MD

Job Type
Contract Full-Time

Pay Rate

Duration: 4 months

Work Location: 1300 Thames Street, Harbor Point Phase I, Baltimore, Maryland 21230

Top skill sets: Understanding of BSA/AML regulations, understanding of foreign and domestic business entities and structures, ability to review legal documentation in collaboration with Financial Advisors, communication skills

Coordinating and collecting Know Your Client (KYC) information, completing legal documentation reviews, and performing Enhanced Due Diligence (EDD) on our Wealth Management clients. Reviews involve interaction with Financial Advisor, Client Service Associates, and Risk Officers in order fulfill the EDD reviews.

  • Provide support of Wealth Managements BSA/AML Know Your Client and Enhanced Due Diligence (EDD) processes for the First Line Wealth Management Risk team
  • Partner with the Business Unit, including Financial Advisors and Branch Risk Officers, to ensure appropriate client on-boarding due diligence processes are enacted while providing a positive client experience
  • Assist in the coordination of Wealth Managements Periodic Review process to ensure continued knowledge of Wealth Managements client base and any material changes to client information
  • Coordinate with the Second Line of Defense Wealth Management AML Compliance teams to monitor client relationships on an ongoing basis
  • Actively identify, measure, control, and remediate AML Risk issues with partners in WM AML Compliance and the Business Unit
  • Skills Required:
  • Have an undergraduate degree in Business, Finance, or other related field
  • Have 2+ years of relevant experience in BSA/AML Compliance, Know Your Customer, and Customer Identification Program requirements
  • Ability to work both independently and with team members, as well as providing support for multiple team managers, under tight deadlines
  • Evidence strong interpersonal skills and ability to communicate effectively both verbally and in writing
  • Be able to handle highly confidential information professionally and with appropriate discretion
  • Fluency in Spanish preferred
Apply With