Associate Attorney in Registered Funds

Associate Attorney in Registered Funds

We are seeking a dynamic Associate Attorney for our financial services group in Los Angeles, CA. This prestigious position involves advising top-tier financial firms, including asset managers and investment funds. Enjoy the prestige of working with industry leaders from emerging startups to globally renowned financial institutions. As part of our team, you will handle complex legal matters concerning investment and compliance, ensuring optimal client service with innovative solutions in the ever-evolving financial landscape.

Salary: $260,000.00 - $390,000.00 per year

Essential Duties and Responsibilities:

• Provide legal advice concerning registered investment companies, addressing client needs across diverse business environments.
• Counsel clients on compliance matters with the Investment Company Act and Investment Advisers Act, among other crucial regulatory frameworks.
• Review, draft, and negotiate documentation, disclosures, and materials for mutual funds, exchange-traded funds, and various investment entities.
• Engage with cross-functional teams to oversee and manage client projects, delivering comprehensive legal insights and strategic advice.
• Stay updated with industry developments to anticipate and effectively respond to client challenges and opportunities.

Minimum Position Qualifications:

• Juris Doctor (JD) degree from a top-tier law school with a commendable academic record.
• Active Bar admission in California.
• At least 3–6 years of experiential depth in legal aspects of registered investment companies.
• In-depth understanding of the Investment Company Act and Investment Advisers Act.
• Proven track record in either a large law firm, corporate in-house, or regulatory agency environment.

Preferred Qualifications:

• Experience with exchange-traded funds, variable insurance products, business development companies, investment advisers, or commodities.
• Previous exposure to high-stakes, complex investment transactions and compliance issues.

Skills:

• Strong analytical and problem-solving skills, with a capability to handle complex legal and regulatory matters.
• Excellent verbal and written communication skills, adept at negotiation and client presentations.
• Detail-oriented with robust organizational and project management skills to handle multiple projects simultaneously.
• Proactive in learning and adapting to new legal matters and industry changes.
• Team-oriented mindset that thrives in collaborative environments and is capable of fostering client relations.

Benefits:

• Comprehensive health, dental, and vision insurance.
• Generous parental leave policies and family care support.
• A competitive 401(k) plan and opportunities for financial growth.
• Resources for professional development and career advancement within the firm.
• Diverse and inclusive workplace culture with a strong emphasis on work-life balance.